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Lawrence H. Kaplan

Biography
Lawrence H. Kaplan
Lawrence H. Kaplan
Partner, Senior Legal Advisor

Larry Kaplan is responsible for Lord Abbett’s legal and compliance functions, including information security. Mr. Kaplan and his team interact extensively with numerous regulatory agencies, including the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). He also serves as a Director of Lord Abbett Passport Portfolios plc, a pooled investment fund organized in Ireland and regulated by the Central Bank of Ireland.

 

Mr. Kaplan joined Lord Abbett in 1997 and was named a Partner in 2001. His prior experience includes serving as Chief Counsel at Salomon Brothers Asset Management, Inc. and General Counsel of Kidder Peabody Asset Management, Inc. In addition, he worked in the investment management practice groups at two law firms. He has more than 30 years in the financial services industry.

 

Mr. Kaplan is actively involved with the Investment Company Institute (ICI), serving as a member of the ICI Board of Governors. He also is a Director of ICI Mutual Insurance Company, a captive insurance company serving the needs of the U.S. investment management industry; in 2016 he became Chairman of the Board.

 

He earned an AB from Franklin & Marshall College and a JD from Fordham University School of Law, where he was a published member of the Law Review.

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