Year-End Shareholder Tax Forms And Mailing Due Dates

The forms you receive will depend on your account type, fund holdings, state of residence, and account activity during the year.

Year-End Shareholder Tax Forms And Mailing Due Dates
IRS Forms	Purpose	Mailing Due Date
1099-DIV Dividends and Distributions	Reflects all distributions you received during the year from mutual fund investments. Distributions are categorized by their tax character. This includes taxable dividends, tax-exempt dividends, capital gains distributions, and nontaxable distributions.	Early February
1099-B Proceeds from Broker and Barter Exchange Transactions	Reports information on sales, redemptions or transfers between funds including cost basis were applicable. You will need this form to determine your capital gains or losses.	Early February
1099-Q Payments from Qualified Education Programs	Reports distributions from your Educational Savings Account (ESA).	Early February
1099-R Distributions from Pensions, Annuities, Retirement or Profit-Sharing Plans, IRAs, etc.	Reports total retirement distributions along with any withholding tax.	Early February
1042-S Foreign Person's U.S. Source of Income Subject to Withholding	Reports all distributions and withholding amounts made to nonresident shareholders.	Mid-March
5498-ESA Coverdell ESA Contribution Information	Reports contributions, including rollover contributions, into a Coverdell ESA.	Late April
5498 IRA Contribution Information	Reports contribution information, including rollover contributions, into any IRA, SEP, and SIMPLE plans.	Late May

Please note that these are generally the mailing deadlines unless extended by the IRS.

Legal Pages:

Footer Navigation Pages:

About Us

Awards and Accolades

Career Opportunities

Contact Us

News

Leadership

Sponsorships

Insights

All Insights

Articles

Podcasts

Videos

Products & Solutions

Interval Funds

Managed Accounts

Mutual Funds

Equities

Fixed Income

Municipals

Alternatives

Resources

Account Services

Capital Gains Distributions

Forms and Applications

Mutual Fund Documents

Order Literature

Tax Center

Year-End Tax Forms

Social Media Links:

Regulatory Statement:

Do Not Sell or Share My Personal Information Cookie Settings

Check the background of this firm on FINRA’s BrokerCheck

Disclaimer:

Investors should carefully consider the investment objectives, risks, charges and expenses of the Lord Abbett Funds. This and other important information is contained in the fund's summary prospectus and/or prospectus. Click here to obtain a prospectus or summary prospectus on any Lord Abbett mutual fund or contact your investment professional or Lord Abbett Distributor LLC at 888-522-2388. Read the prospectus carefully before you invest or send money.

All investments involve risk, including the loss of capital. The risks associated with each fund are explained more fully in each fund's respective prospectus.

Equity Investing Risks:
The value of investments in equity securities will fluctuate in response to general economic conditions and to changes in the prospects of companies and/or sectors in the economy. While growth stocks are subject to the daily ups and downs of the stock market, their long-term potential as well as their volatility can be substantial. Value investing involves the risk that the market may not recognize that securities are undervalued, and they may not appreciate as anticipated. Smaller companies tend to be more volatile and less liquid than larger companies. Small cap companies may also have more limited product lines, markets, or financial resources and typically experience a higher risk of failure than large cap companies.

Fixed Income Investing Risks:
The value of investments in fixed-income securities will change as interest rates fluctuate and in response to market movements. Generally, when interest rates rise, the prices of debt securities fall, and when interest rates fall, prices generally rise. High yield securities, sometimes called junk bonds, carry increased risks of price volatility, illiquidity, and the possibility of default in the timely payment of interest and principal. Bonds may also be subject to other types of risk, such as call, credit, liquidity, and general market risks. Longer-term debt securities are usually more sensitive to interest-rate changes; the longer the maturity of a security, the greater the effect a change in interest rates is likely to have on its price.

Lord Abbett Mutual Fund shares are distributed by Lord Abbett Distributor LLC, member FINRA. For U.S. residents only.

The information provided is not directed at any investor or category of investors and is provided solely as general information about Lord Abbett’s products and services and to otherwise provide general investment education. None of the information provided should be regarded as a suggestion to engage in or refrain from any investment-related course of action as neither Lord Abbett nor its affiliates are undertaking to provide impartial investment advice, act as an impartial adviser, or give advice in a fiduciary capacity. If you are an individual retirement investor, contact your financial advisor or other fiduciary about whether any given investment idea, strategy, product or service may be appropriate for your circumstances.

Copyright:

Lord Abbett communicates with clients solely via e-mail¸ mobile application and/or website on our official domain, lordabbett.com. Communications received via any other channel have not been authorized by Lord Abbett.

Copyright © 2026 by Lord, Abbett & Co. LLC. All rights reserved.

Not FDIC-Insured. May lose value. Not guaranteed by any bank.