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|Partner, General Counsel|
Larry Kaplan is responsible for all of the firm's legal and compliance functions. In this role, he manages the firm's legal and compliance professionals, who are responsible for all aspects of legal support services and compliance monitoring and testing, in accordance with relevant regulatory and business requirements across all of its activities. He and his team interact extensively with numerous U.S. federal and state regulatory agencies, including the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Mr. Kaplan, who has more than 25 years of experience in the financial services industry, joined Lord Abbett in 1997. He was named a Partner in 2001.
Previously, Mr. Kaplan was Chief Counsel at Solomon Brothers Asset Management Inc. Before that, he held the positions of General Counsel of Kidder Peabody Asset Management, Inc. and, earlier, of Associate at the law firms Brown & Wood, and Gordon Altman Butowski Weitzen & Wein.
He is actively involved with the Investment Company Institute (ICI) and the Securities Industry and Financial Markets Association (SIFMA), including serving as the first chair of SIFMA's Investment Companies Committee. Currently, he also is a Director of ICI Mutual Insurance Company, a captive insurance company serving the needs of the U.S. investment management industry.
Mr. Kaplan earned an AB from Franklin & Marshall College and his JD from Fordham University School of Law, where he was a published member of the Law Review.
Lord Abbett takes seriously its responsibility to the surrounding community. See how we demonstrate our commitment through both financial support of, and partnership with, local nonprofit organizations.
At Lord Abbett, integrity, courtesy and loyalty are more than abstract ideas; they are the qualities we bring to our daily business. To learn more about the culture at Lord Abbett, visit our Career Opportunities section.